Corporate Account
| Cash Account - Forms | Download |
|---|---|
| Agreement for Securities Trading Account |  (1.15 MB) |
| Corporate Account – Documents Requirement & Check List | (713 KB) |
| Account Opening Form (Corporate Account) | (581 KB) |
| Investor Characteristic Questionnaire (Corporate Account) | (711 KB) |
| Risk Disclosure Statement | (1.05 MB) |
| CRS - Self-Certification Form – Entity | (783 KB) |
| CRS - Self-Certification Form – Controlling Person (if applicable) | (706 KB) |
| Guarantor Profile Information | (716 KB) |
| Deed of Guarantee | (572 KB) |
| Board Resolution | (636 KB) |
| Personal Information Collection Statement concerning Hong Kong Investor Identification Regime (HKIDR) and Over-the-counter Securities Transactions Reporting Regime (OTCR) | (651 KB) |
| Margin Account - Forms | Download |
|---|---|
| Agreement for Securities Trading Account | (1.15 MB) |
| Appendix A - Additional Terms for Securities Margin Account | (713 KB) |
| Corporate Account – Documents Requirement & Check List | (713 KB) |
| Account Opening Form (Corporate Account) | (581 KB) |
| Investor Characteristic Questionnaire (Corporate Account) | (712 KB) |
| Risk Disclosure Statement | (1.05 MB) |
| CRS - Self-Certification Form – Entity | (783 KB) |
| CRS - Self-Certification Form – Controlling Person (if applicable) | (706 KB) |
| Guarantor Profile Information | (712 KB) |
| Deed of Guarantee | (572 KB) |
| Authorization Letter for Client Securities (Margin Account) | (585 KB) |
| Board Resolution | (636 KB) |
| Personal Information Collection Statement concerning Hong Kong Investor Identification Regime (HKIDR) and Over-the-counter Securities Transactions Reporting Regime (OTCR) | (651 KB) |